Job Description /Legal/Compliance Specialist

Compliance Specialist Job Description

A Compliance Specialist is responsible for ensuring that the organization adheres to regulatory standards and internal policies. They focus on preventing compliance-related issues and conduct regular assessments to identify risks. Their expertise helps safeguard the organization against potential legal challenges.

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Utilize this Compliance Specialist job description template to advertise your compliance position. Adjust the essential duties and qualifications according to your specific requirements. This will help attract candidates with the right expertise in compliance and risk management.

Compliance Specialist Responsibilities Include:

  • Develop and implement compliance policies and procedures
  • Conduct regular audits to ensure compliance with regulations
  • Provide training to employees on compliance issues
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Job Brief

We are looking for a diligent Compliance Specialist who will play a critical role in our compliance department.

You will be responsible for conducting compliance audits and assessments, ensuring our operations align with industry regulations. Your ability to analyze data and report findings will be crucial in maintaining our compliance framework.

You'll also assist in developing and implementing training programs to promote a culture of compliance throughout the organization. Strong interpersonal skills and attention to detail will help you succeed in this collaborative role.

This position offers the chance to make a significant impact in the organization while working within a dynamic team environment.

Responsibilities

  • Develop and implement compliance policies and procedures
  • Conduct regular audits to ensure compliance with regulations
  • Provide training to employees on compliance issues
  • Monitor changes in regulations and update policies accordingly
  • Investigate and resolve compliance issues
  • Prepare reports for management and regulatory agencies
  • Collaborate with internal teams to ensure compliance in all aspects of the business
  • Stay up-to-date on industry trends and best practices
  • Assist with internal and external audits
  • Maintain accurate records and documentation

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Requirement

  • Bachelor's degree in Business, Finance, Law or related field
  • Minimum 2 years of experience in compliance or risk management
  • Strong understanding of regulatory requirements
  • Excellent analytical and problem-solving skills
  • Attention to detail and ability to work under pressure
  • Ability to communicate effectively with stakeholders
  • Certification in compliance or related field is a plus
  • Proficiency in MS Office suite
  • Ability to work independently and as part of a team
  • Knowledge of industry best practices

Skills

  • Analytical skills
  • Problem-solving skills
  • Communication skills
  • Attention to detail
  • Teamwork
  • Adaptability
  • Organizational skills
  • Time management
  • Critical thinking
  • Decision-making skills

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